FATCA Compliance Reporting & Technology Implementation
Prevention of offshore tax evasion
A new US legislation regarding international tax enforcement, Foreign Account Tax Compliance Act (FATCA), to prevent offshore tax evasion by US persons with undisclosed offshore accounts, results in technology and operational changes across a large international bank.
GLBA Delivery Remediation
Intervention management to address regulatory enforcement actions
A large US bank embarks on a 3 year programme to design, build and implement Non-Public Personal Information (NPPI) controls across the bank and resolve non-compliance issues related to the Gramm–Leach–Bliley Act (GLBA).
Organisational Risk - Executive Reporting
Strengthen Executive & Regulatory Reporting
Technology and operational reporting practises causing reputational and regulatory issues for executives and financial regulators.
IT Transformation Implementation
Delivery Remediation & Execution of the Programme Management Office
Large international organisation is challenged with its enterprise-wide Information Technology (IT) Transformation project, an over-running budget, a delayed delivery schedule and a Benefits Realisation plan that is not being achieved.
Business Continuity Plan (BCP) Implementation
Enterprise-wide project remediation based on Regulatory need
Financial regulators call for remediation of inconsistent and outdated legacy business continuity processes and controls.